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Compliance Communication Manager
Company:
Location: New York, NY
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Contact Information
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Job Description
Compliance Communication Manager
As the Compliance Communication Manager for a broker-dealer, the successful candidate will supervise a team responsible for reviewing and editing mutual funds and managed account related to advertising and sales literature for compliance with applicable FINRA and/or SEC requirements. Person will directly supervise, coach, and mentor four or more direct reports.
Job Requirements
see above
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