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Deputy Chief Compliance Officer

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Location: New York, NY

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Job Description

Deputy Chief Compliance Officer

 

A registered investment advisor in NYC is looking for a Deputy Chief Compliance Officer. The successful candidate will have at least 5 years of experience working with a asset management firm. The candidate should have solid experience with the Investment Company Act and Investment Advisers Act of 1940.  

Ability to communicate with senior management is required.


Job Requirements

see above

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