Employment Spot

Job Description

Equity Trade Support â€" Middle Office

Requires a Series 7 and 63.

• Ensuring that the order tickets have all of the required information.

• Ensuring tickets are properly time stamped.

• Ensuring trades get into the system the right way.

• Assisting/doing manual netting of positions into one aggregation unit on a real time basis

• Ensuring and understanding proper locates on short sales
  Trade reporting and proper use of trade modifiers ( for foreign securities; principal to principal trades vs. agency trades; etc.)

• ACT reporting

• OATs reporting

• Assigning NASDAQ symbols for foreign-listed securities.

• Understanding and applying proper capacity

• Understanding and applying proper program trading codes.

• Ensuring that only basket trading and unwinding of baskets is entered into Athena.

• Understanding settlement and buy-in requirements.   

• Reviewing the restricted list make sure no restricted names are in the basket.

Job Requirements

Equity Trade Support – Middle Office

Requires a Series 7 and 63.

• Ensuring that the order tickets have all of the required information.

• Ensuring tickets are properly time stamped.

• Ensuring trades get into the system the right way.

• Assisting/doing manual netting of positions into one aggregation unit on a real time basis

• Ensuring and understanding proper locates on short sales
  Trade reporting and proper use of trade modifiers ( for foreign securities; principal to principal trades vs. agency trades; etc.)

• ACT reporting

• OATs reporting

• Assigning NASDAQ symbols for foreign-listed securities.

• Understanding and applying proper capacity

• Understanding and applying proper program trading codes.

• Ensuring that only basket trading and unwinding of baskets is entered into Athena.

• Understanding settlement and buy-in requirements.   

• Reviewing the restricted list make sure no restricted names are in the basket.